San Diego investors who have lost money due to broker negligence, unsuitable investment advice, or deceptive financial schemes can seek legal action with the help of the Law Offices of Robert Wayne Pearce, P.A.. Our firm represents clients throughout San Diego County in FINRA arbitration, securities litigation, and regulatory enforcement cases involving financial advisors and broker-dealers.
Our attorneys represent San Diego investors in disputes before the Financial Industry Regulatory Authority (FINRA), the American Arbitration Association (AAA), and in California courts. We handle claims involving unauthorized trading, excessive commission charges, overconcentration in volatile assets, failure to supervise, and breach of fiduciary duty, and many others!
San Diego’s investor base includes military families, biotech executives, retirees, and entrepreneurs—many of whom are exposed to high-risk investment products such as private placements, non-traded REITs, variable annuities, and speculative crypto assets. Many of these cases involve violations of FINRA Rule 2111 (suitability) and Rule 3110 (supervision).
The Law Offices of Robert Wayne Pearce, P.A. uses detailed forensic analysis of account statements, broker communications, and product disclosures to identify mismanagement and regulatory violations. We pursue investor recovery through arbitration, litigation, or negotiated settlement based on each client’s specific losses and goals.

How Can A San Diego Investment Fraud Lawyer at The Law Offices of Robert Wayne Pearce, P.A., Protect My Financial Life?
Attorney Bob Pearce will investigate your financial losses, identify patterns of broker or advisor misconduct, and build a strong case based on documented violations. His legal team gathers evidence, analyzes account activity, and uncovers breaches of fiduciary duty or regulatory rules.
He and his team will do their best to pursue full recovery of your losses through FINRA arbitration or, when necessary, in state or federal court—often without requiring you to testify in person.
Since 1980, our firm has tirelessly served investors here and across California. We handle a wide range of cases such as:
- Fraud and misrepresentation
- Stock market losses
- Ponzi schemes
- Margin call liquidations
- Misappropriation of funds
- Private placement fraud
- Breach of Fiduciary Duty
- Churning
- Selling Away
- Unauthorized trading
- And many others (click here for all case types our firm handles)
Contact Our San Diego Investment Fraud and Securities Arbitration Attorneys Today
Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.
Call our San Diego investment and securities fraud lawyers at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney near you. There’s no obligation, and we keep all inquiries confidential.

Our investment fraud legal team also serves investors throughout the greater San Diego metropolitan area and Southern California. Whether you’re in Chula Vista, La Mesa, Santee, Encinitas, Vista, Riverside, Moreno Valley, San Bernardino, Irvine, or Santa Ana, our experienced securities fraud attorneys are prepared to help you recover losses from stockbroker misconduct and investment fraud. We’re committed to protecting investor rights throughout America’s Finest City and the broader Southern California region.
[Written by attorney Robert Wayne Pearce (Attorney Bio)]
