Irvine Investment and Securities Fraud Cases

Irvine investors who experience losses from fraudulent investment schemes, misrepresentations, or broker negligence can seek justice through the Law Offices of Robert Wayne Pearce, P.A.. We represent individuals and institutions across Orange County in securities fraud disputes involving FINRA arbitration, SEC enforcement, and civil litigation against financial professionals and firms.

Investor protections in California are outlined in the Corporate Securities Law of 1968. Under Corporations Code § 25401, it is unlawful to omit or misstate material facts in the offer or sale of securities. Victims of fraud may recover damages through Corporations Code § 25501, which allows for civil liability and compensation.

Our firm handles FINRA arbitration claims, AAA disputes, and litigation in state and federal courts involving breach of fiduciary duty, unauthorized trading, overconcentration, and unsuitable investment strategies. We build every case with detailed account analysis, expert testimony, and compliance review.

Irvine’s investor base includes tech professionals, high-net-worth individuals, retirees, and startup founders—groups that are often targeted by brokers promoting private placements, non-traded REITs, crypto funds, and high-risk speculative assets. Many of these cases involve violations of FINRA Rule 2111 (suitability) and inadequate oversight under Rule 3110 (supervision).

The Law Offices of Robert Wayne Pearce, P.A. evaluates investor claims using a forensic approach, identifying breaches in duty, product misrepresentation, and financial harm. We pursue recovery through strategic arbitration or litigation aligned with California and FINRA regulations.

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How We Help Investors Recover Misappropriated Funds

Since 1980, our firm has tirelessly served investors across the state, and our team handles a wide range of cases for our diverse clientele in California, including:

Attorney Robert Pearce will guide you through every part of the legal process, from collecting evidence to pursuing FINRA arbitration or taking legal action. We’re well-versed in addressing the complexities of securities fraud matters and FINRA (Financial Industry Regulatory Authority).

A Tailored Plan for Your Investment Fraud Claim

We recognize that every situation is unique. Our attorneys investigate the details of your claim and develop a plan designed specifically for your needs. With our in-depth understanding of securities regulations, we’re committed to securing the strongest possible outcome for you.

Contact the Irvine Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today

Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.

We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.

Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.

Our investment fraud attorneys also serve investors in nearby Orange County and Southern California communities. Whether you’re in Santa Ana, Anaheim, Long Beach, Los Angeles, San Diego, Riverside, Fontana, San Bernardino, Moreno Valley, or Encinitas, our seasoned securities lawyers are prepared to help you seek recovery from investment losses. We’re committed to protecting the financial interests of investors throughout Orange County and the broader Southern California region.