Fresno Investment Fraud Attorney – Securities Arbitration, Broker Misconduct & California Investor Protection

Fresno investors who have suffered financial losses due to broker misconduct, unsuitable investment strategies, or fraudulent securities offerings can pursue recovery with help from the Law Offices of Robert Wayne Pearce, P.A.. We represent clients in securities fraud disputes involving FINRA arbitration, SEC enforcement actions, and litigation against broker-dealers and financial advisors throughout Fresno County.

California investors are protected under key provisions of the Corporate Securities Law of 1968. Corporations Code § 25401 prohibits false statements and omissions of material facts in connection with the sale of securities. Victims may file civil claims under Corporations Code § 25501 to recover damages caused by these violations.

Our firm represents individual and institutional investors in arbitration before the Financial Industry Regulatory Authority (FINRA), the American Arbitration Association (AAA), and in California courts. We handle complex claims involving margin abuse, overconcentration in risky assets, excessive trading, and breach of fiduciary duty.

Fresno’s economy includes farming, small businesses, and retirees—groups often targeted by predatory brokers promoting speculative investments, non-traded REITs, annuities, and high-fee products that may not align with an investor’s financial profile or risk tolerance. These cases often involve violations of FINRA Rule 2111 and failure to supervise under Rule 3110.

The Law Offices of Robert Wayne Pearce, P.A. conducts detailed reviews of broker activity and investment suitability to support arbitration and litigation strategies. We partner with financial experts and use industry regulations to build strong recovery cases for our Fresno clients.

Fresno, California Map of Service Area the Law Offices of Robert Wayne Pearce PA

How Our Fresno Investment Fraud Lawyers Assist Clients

Since 1980, our firm has tirelessly served investors here and across California a. We handle a wide range of cases such as:

Contact Our Fresno Investment Fraud and Securities Arbitration Attorneys Today

Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.

With over 45 years of experience in securities law, our firm has tackled various complex regulations that govern investments.

We’ve already recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights.

Call our Fresno investment and securities fraud lawyers at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney near you. There’s no obligation, and we keep all inquiries confidential.

Our investment fraud attorneys also represent investors in neighboring Central Valley and Central California communities. Whether you’re in Bakersfield, Hanford, Stockton, Sacramento, San Jose, or Oakland, our experienced securities fraud lawyers understand the unique investment challenges facing residents throughout California’s Central Valley. We’re committed to helping you recover losses from broker misconduct and investment fraud.