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Zachary Stuart Formerly With J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith And AXA Advisors Has A Customer Complaint For Alleged Broker Misconduct

Who is Zachary Stuart formerly with J.P. Morgan Securities?

Zachary Stuart (CRD #6221269) who was formerly registered with J.P. Morgan Securities and located in Ladera Ranch, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities, Zachary Stuart was associated with Merrill Lynch Pierce Fenner & Smith, AXA Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Zachary Stuart Customer Complaint

Zachary Stuart has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that he was not informed of a surrender charge when he purchased a variable annuity. Zachary Stuart’s customer complaint was denied and, to date, the customer has not taken any further action.

A broker’s denial of your claim does not mean it was not a valid claim!

All brokers have a conflict of interest when it comes to complaints.

Call us now for an unbiased evaluation of your claim at 800-732-2889.

Zachary Stuart Red Flags & Your Rights As An Investor

Of course, Zachary Stuart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Zachary Stuart at J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith, and AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Zachary Stuart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith, and AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Zachary Stuart

If you have questions about J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith, AXA Advisors, and/or Zachary Stuart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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