DID ZACHARY JAMES HAWKINS CAUSE YOU INVESTMENT LOSSES?
Zachary Hawkins Of Purshe Kaplan Sterling Investments, Thrivent Advisor Network And Formerly With AXA Advisors And PKS Advisory Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Zachary Hawkins of Purshe Kaplan Sterling Investments?
Zachary Hawkins (CRD #6513159) who is currently registered with Purshe Kaplan Sterling Investments, Thrivent Advisor Network and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Purshe Kaplan Sterling Investments and Thrivent Advisor Network, Zachary Hawkins was associated with AXA Advisors, PKS Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Zachary Hawkins Customer Complaint
Zachary Hawkins has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Zachary Hawkins sold him a variable life insurance policy that was not suitable for his investment needs, and that Mr. Hawkins misrepresented the liquidity, potential growth and certain charges associated with the policy. Zachary Hawkins’ customer complaint was denied and, to date, the customer has not taken any further action.
Zachary Hawkins Red Flags & Your Rights As An Investor
Of course, Zachary Hawkins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Zachary Hawkins at Purshe Kaplan Sterling Investments, Thrivent Advisor Network, AXA Advisors, and PKS Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Zachary Hawkins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments, Thrivent Advisor Network, AXA Advisors, and PKS Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Zachary Hawkins
If you have questions about Purshe Kaplan Sterling Investments, Thrivent Advisor Network, AXA Advisors, PKS Advisory Services, and/or Zachary Hawkins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.