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Yvonne Silguero Of LPL Financial Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Yvonne Silguero of LPL Financial?

Yvonne Silguero (CRD #3211495) who is currently registered with LPL Financial and located in McAllen, Texas is a subject of one of our many securities industry sales practice abuse investigations.

Yvonne Silguero Customer Complaints

Yvonne Silguero has been the subject of 2 customer complaints that we know about. One arbitration award was entered against LPL Financial for Yvonne Silguero’s alleged misconduct causing investors losses. There is currently one pending customer complaint filed against LPL Financial for investment losses caused by Yvonne Silguero’s alleged misconduct.

Allegations Against Yvonne Silguero

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged Yvonne Silguero’s negligence, gross negligence, misrepresentation, omission of material facts, breach of fiduciary duty through failure to supervise, and breach of contract.
  • Yvonne Silguero was a subject of the customer’s complaint against her member firm and a bank that asserted the following causes of action: breach of contract and warranties; violation of Texas State Securities Statutes; negligent supervision; violation of the Texas Business and Commerce Codes; violation of consumer protection statutes, negligent misrepresentations, unjust enrichment, and breach of duties; unsuitable investment recommendations and violations of FINRA Rules.

Yvonne Silguero Red Flags & Your Rights As An Investor

Of course, Yvonne Silguero did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Yvonne Silguero at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Yvonne Silguero has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial Due To Yvonne Silguero

If you have questions about LPL Financial and/or Yvonne Silguero and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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