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William Wolf Of Hightower Securities, LLC Has 8 Customer Complaints For Alleged Broker Misconduct

Who is William Wolf of Hightower Securities, LLC?

William Wolf

William Wolf (CRD #2235652) who is currently registered as a broker and investment adviser with Hightower Securities, LLC and located in Iselin, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Hightower Securities, LLC, William Wolf was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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William Wolf Customer Complaints

William Wolf has been the subject of 8 customer complaints that we know about to recover investment losses. Five of the customer complaints were settled in favor of the investors. The other 3 customer complaints were denied and, to date, no further action has been taken by any of the customers.

Allegations Against William Wolf

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Sales practice violations in connection with private placement investment.
  • Violation of suitability obligations in connection with the private placement investment.
  • Unsuitable investment recommendations of structured products.
  • Unauthorized transactions.
  • Unsuitable investment recommendations related to mutual funds.

William Wolf Red Flags & Your Rights As An Investor

Of course, William Wolf did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Wolf at Hightower Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether William Wolf has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hightower Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Hightower Securities, LLC Due To William Wolf

If you have questions about Hightower Securities, LLC and/or William Wolf and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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