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William Simmons Of Ingalls & Snyder Has A Customer Complaint For Alleged Broker Misconduct

Who is William Simmons of Ingalls & Snyder?

William Simmons (CRD #839098) who is currently registered with Ingalls & Snyder and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.

William Simmons Customer Complaint

William Simmons has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poor performance with particular focus on the first quarter of 2020. Customer also alleged failure to communicate on a timely basis, failure to follow instructions and breach of fiduciary duty. William Simmons’ customer complaint was settled in favor of the investors.

William Simmons Red Flags & Your Rights As An Investor

Of course, William Simmons did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Simmons at Ingalls & Snyder on alert to review carefully the activity and performance of their accounts and question whether William Simmons has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ingalls & Snyder also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ingalls & Snyder Due To William Simmons

If you have questions about Ingalls & Snyder and/or William Simmons and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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