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William Powell Formerly With USA Financial Securities Corp. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is William Powell formerly with USA Financial Securities Corp.?

William Powell (CRD #869427) who was formerly registered with USA Financial Securities Corp. and located in Rosenberg, Texas is a subject of one of our many securities industry sales practice abuse investigations.

William Powell Customer Complaints

William Powell has been the subject of 2 customer complaints that we know about. One of William Powell’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against LPL Financial and USA Financial Securities Corp. for investment losses caused by William Powell’s alleged misconduct.

Allegations Against William Powell

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer alleges unsuitability of a variable annuity by William Powell.
  • Customers allege that USA Financial failed to supervise William Powell when he made a unsuitable recommendation for purchase of private securities and the sale was conducted away from the firm.

William Powell Red Flags & Your Rights As An Investor

Of course, William Powell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Powell at USA Financial Securities Corp. and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether William Powell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USA Financial Securities Corp. and LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At USA Financial Securities Corp. and LPL Financial Due To William Powell

If you have questions about USA Financial Securities Corp., LPL Financial, and/or William Powell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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