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William Lowell Formerly With Crescent Securities Group, Inc. and Lowell & Company Has 2 Customer Complaints For Alleged Broker Misconduct

Who is William Lowell formerly with Crescent Securities Group, Inc.?

William Lowell (CRD #1158722) who was formerly registered with Crescent Securities Group, Inc. and located in Lubbock, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Crescent Securities Group, Inc., William Lowell was associated with Lowell & Company and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. William Lowell had his share of regulatory problems with the Alabama securities commission and the NASD resulting and cease-and-desist and censure, respectively.

William Lowell Customer Complaints

William Lowell has been the subject of 2 customer complaints that we know about. One of William Lowell’s 2 customer complaints was settled in favor of investors.  There is currently one pending customer complaint filed against Lowell & Company for investment losses caused by William Lowell’s alleged misconduct.

Allegations Against William Lowell

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Letter received from attorney requested Firm response. Accounts were investment advisory in nature, the firm evaluated the merit of grievance and settled the claim for $375,000.
  • Over concentration and unsuitability allegedly made by William Lowell.

William Lowell Red Flags & Your Rights As An Investor

Of course, William Lowell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Lowell at Crescent Securities Group, Inc. and Lowell & Company on alert to review carefully the activity and performance of their accounts and question whether William Lowell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Crescent Securities Group, Inc. and Lowell & Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Crescent Securities Group, Inc. Due To William Lowell

If you have questions about Crescent Securities Group, Inc. Lowell & Company, and/or William Lowell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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