DID WILLIAM DAVID KESSLER CAUSE YOU INVESTMENT LOSSES?
William Kessler Of Founders Financial Securities Has A Customer Complaint For Alleged Broker Misconduct
Who is William Kessler of Founders Financial Securities?
William Kessler (CRD #1645594) who is currently registered with Founders Financial Securities and located in Athol, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.
William Kessler Customer Complaint
William Kessler has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the firm received correspondence from a client that funds were not invested into an annuity contract per the client’s request. In addition, the client claimed that the rider value would be $350,000 higher if subsequent funds were invested into the annuity contract instead of other accounts. The client also claimed that certain details of the products and accounts they held were not explained to them. William Kessler’s customer complaint was denied and, to date, the customer has not taken any further action.
William Kessler Red Flags & Your Rights As An Investor
Of course, William Kessler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Kessler at Founders Financial Securities on alert to review carefully the activity and performance of their accounts and question whether William Kessler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Founders Financial Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Founders Financial Securities Due To William Kessler
If you have questions about Founders Financial Securities and/or William Kessler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.