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William Johnson Formerly With Cadaret, Grant & Co., Inc. and Voya Financial Advisors, Inc. Has 17 Customer Complaints For Alleged Broker Misconduct

Who is William Johnson formerly with Cadaret, Grant & Co., Inc.?

William Johnson

William Johnson (CRD #3174473) who was formerly registered with Cadaret, Grant & Co., Inc. and located in Greenville, South Carolina, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cadaret, Grant & Co., Inc., William Johnson was associated with Voya Financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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William Johnson Customer Complaints

William Johnson has been the subject of 17 customer complaints that we know about to recover investment losses. Eight of the customer complaints were settled by Voya Financial Advisors in favor of the investors. The other 3 customer complaints were denied by William Johnson’s former employer and, to date, the customers have not taken any further action.

Allegations Against William Johnson

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable recommendation of high risk, in illiquid REIT investments.
  • Failure to properly allocate assets in client’s account.
  • Unsuitable recommendation a variable annuity contract.
  • The sale of class a mutual funds and subsequent purchase of class C mutual funds was unsuitable due to higher expenses.
  • Unsuitable investment recommendations involving business development companies.
  • Unsuitable investment recommendations of high risk alternative investments.
  • Misrepresentation of investments as’s low risk, safe and suitable.

William Johnson Red Flags & Your Rights As An Investor

Of course, William Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Johnson at Cadaret, Grant & Co., Inc. and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret, Grant & Co., Inc. and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Cadaret, Grant & Co., Inc. Due To William Johnson

If you have questions about Cadaret, Grant & Co., Inc., Voya Financial Advisors, Inc. and/or William Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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