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William Humbarger Of NYLife Securities LLC Has 4 Customer Complaints For Alleged Broker Misconduct

Who is William Humbarger of NYLife Securities LLC?

William Humbarger

William Humbarger (CRD #4294223) who is currently registered as a broker with NYLife Securities LLC and located in Indianola, Mississippi, is a subject of one of our many securities industry sales practice abuse investigations. Prior to NYLife Securities LLC, William Humbarger was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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William Humbarger Customer Complaints

William Humbarger has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled in favor of the investors. The other customer complaint was denied and no further action was taken.

Allegations Against William Humbarger

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to inform clients that variable universal life insurance policies were in jeopardy of lapsing.
  • Advisor provided inaccurate, misleading, incomplete advice which was not in their best interest.
  • Misinformation regarding performance of insurance policies.
  • Misrepresentations of the benefits and advantages of insurance policies.

William Humbarger Red Flags & Your Rights As An Investor

Of course, William Humbarger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Humbarger at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether William Humbarger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To William Humbarger

If you have questions about NYLife Securities LLC and/or William Humbarger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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