DID WILLIAM HORAN CAUSE YOU INVESTMENT LOSSES?
William Horan Of Ameriprise Financial Services, LLC And Formerly With Davenport & Company and Wells Fargo Clearing Services Has One Customer Complaint For Alleged Broker Misconduct
Who is William Horan of Ameriprise Financial Services, LLC?
William Horan (CRD #1212086) who is currently registered with Ameriprise Financial Services, LLC and located in Richmond, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, William Horan was associated with Davenport & Company, Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
William Horan Customer Complaint
William Horan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that purchases in Waiter Holdings (WTHR) were unsuitable. Client additionally alleges the fee she agreed upon in her signed contract was more than discussed. William Horan’s customer complaint was settled in favor of the investors.
William Horan Red Flags & Your Rights As An Investor
Of course, William Horan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Horan at Ameriprise Financial Services, LLC, Davenport & Company, and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether William Horan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC, Davenport & Company, and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To William Horan
If you have questions about Ameriprise Financial Services, LLC, Davenport & Company, Wells Fargo Clearing Services, and/or William Horan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.