| Read Time: 2 minutes |


William Hennion Of Hennion & Walsh And Hennion Walsh Asset Management Has 2 Customer Complaints For Alleged Broker Misconduct

Who is William Hennion of Hennion & Walsh?

William Hennion (CRD #2048378) who is currently registered with Hennion & Walsh, Hennion Walsh Asset Management and located in Parsippany, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.

William Hennion Customer Complaints

William Hennion has been the subject of 2 customer complaints that we know about. One arbitration award was entered against Hennion & Walsh for William Hennion’s alleged misconduct causing investors losses. One of William Hennion’s  customer complaints was settled in favor of investors.

Allegations Against William Hennion

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged William Hennion’s unsuitable recommendations.
  • Customer alleged that William Hennion’s transactions were not suitable.

William Hennion Red Flags & Your Rights As An Investor

Of course, William Hennion did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Hennion at Hennion & Walsh and Hennion Walsh Asset Management on alert to review carefully the activity and performance of their accounts and question whether William Hennion has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hennion & Walsh and Hennion Walsh Asset Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Hennion & Walsh Due To William Hennion

If you have questions about Hennion & Walsh, Hennion Walsh Asset Management, and/or William Hennion and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars