DID WILLIAM CLIFFORD GUTHRIE CAUSE YOU INVESTMENT LOSSES?
William Guthrie Of Cuso Financial Services And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct
Who is William Guthrie of Cuso Financial Services?
William Guthrie (CRD #6346818) who is currently registered with Cuso Financial Services and located in Neptune Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations.
William Guthrie Customer Complaint
William Guthrie has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were William Guthrie’s failure to follow instructions from July 30, 2020 until July 31, 2020. William Guthrie’s customer complaint was denied and, to date, the customer has not taken any further action.
William Guthrie Red Flags & Your Rights As An Investor
Of course, William Guthrie did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Guthrie at Cuso Financial Services and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether William Guthrie has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cuso Financial Services and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Cuso Financial Services Due To William Guthrie
If you have questions about Cuso Financial Services, Merrill Lynch Pierce Fenner & Smith, and/or William Guthrie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.