DID WILLIAM LIEF COLLINS CAUSE YOU INVESTMENT LOSSES?
William Collins Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct
Who is William Collins of Morgan Stanley?
William Collins (CRD #2787822) who is currently registered with Morgan Stanley and located in Birmingham, Michigan is a subject of one of our many securities industry sales practice abuse investigations.
William Collins Customer Complaints
William Collins has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of William Collins’ 3 customer complaints was settled in favor of investors. One of William Collins’ customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Morgan Stanley for investment losses caused by William Collins’ alleged misconduct.
Allegations Against William Collins
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Claimant alleged, inter alia, William Collins’ unauthorized trading with respect to investments.
- Client alleged there was excessive trading in her account and that the account was improperly invested on her investment knowledge allegedly by William Collins.
- Client alleged William Collins’ engaged in unauthorized trading, inter alia, with respect to investments in her account.
William Collins Red Flags & Your Rights As An Investor
Of course, William Collins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Collins at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether William Collins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To William Collins
If you have questions about Morgan Stanley and/or William Collins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.