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Williams Butcher Of Independent Financial Group, LLC And Formerly With International Assets Advisory, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Williams Butcher of Independent Financial Group, LLC?

Williams Butcher

Williams Butcher (CRD #2098675) who is currently registered as a broker and investment adviser with Independent Financial Group, LLC and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Independent Financial Group, LLC, Williams Butcher was associated with International Assets Advisory, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Williams Butcher Customer Complaints

Williams Butcher has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by International Assets Advisory in favor of the investor.  The brokerage firm recently denied the other customer complaint and, to date, no further action has been taken.

Allegations Against Williams Butcher

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to execute sell order in a timely fashion.
  • Breach of fiduciary duty, violation of state securities and consumer protection statutes.

Williams Butcher Red Flags & Your Rights As An Investor

Of course, Williams Butcher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Williams Butcher at Independent Financial Group, LLC and International Assets Advisory, LLC on alert to review carefully the activity and performance of their accounts and question whether Williams Butcher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and International Assets Advisory, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Williams Butcher

If you have questions about Independent Financial Group, LLC, International Assets Advisory, LLC and/or Williams Butcher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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