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DID WILLIAM THOMAS BREDICE CAUSE YOU INVESTMENT LOSSES?

William Bredice Of RBC Capital Markets Has 2 Customer Complaints For Alleged Broker Misconduct

Who is William Bredice of RBC Capital Markets?

William Bredice (CRD #2399831) who is currently registered with RBC Capital Markets and located in Kirkland, Washington is a subject of one of our many securities industry sales practice abuse investigations.

William Bredice Customer Complaints

William Bredice has been the subject of 2 customer complaints that we know about.  Both of William Bredice’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against William Bredice

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client claimed her account balance and realized gains were misrepresented by the firm and William Bredice.
  • William Bredice’s misrepresentations, omissions, and negligence.

William Bredice Red Flags & Your Rights As An Investor

Of course, William Bredice did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Bredice at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether William Bredice has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To William Bredice

If you have questions about RBC Capital Markets and/or William Bredice and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $140 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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