| Read Time: 2 minutes |

DID WILLIAM ARISTIZABAL CAUSE YOU INVESTMENT LOSSES?

William Aristizabal Formerly With Fidelity Brokerage Services Has 2 Customer Complaints For Alleged Broker Misconduct

Who is William Aristizabal of Fidelity Brokerage Services?

William Aristizabal (CRD #2854033) who is currently registered with Fidelity Brokerage Services and located in Stamford, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fidelity Brokerage Services, William Aristizabal was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

William Aristizabal Customer Complaints

William Aristizabal has been the subject of 2 customer complaints that we know about. Two of William Aristizabal’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against William Aristizabal

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer alleged that William Aristizabal made an unsuitable bond investment recommendations.
  • The customers allege that William Aristizabal recommended unsuitable stock and mutual funds, investments.

William Aristizabal Red Flags & Your Rights As An Investor

Of course, William Aristizabal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Aristizabal at Fidelity Brokerage Services on alert to review carefully the activity and performance of their accounts and question whether William Aristizabal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services Due To William Aristizabal

If you have questions about Fidelity Brokerage Services and/or William Aristizabal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...