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Wendy Cundari Of CUNA Brokerage Services Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Wendy Cundari of CUNA Brokerage Services?

Wendy Cundari (CRD #2118351) who is currently registered with CUNA Brokerage Services and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations.

Wendy Cundari Customer Complaints

Wendy Cundari has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Wendy Cundari’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Wendy Cundari

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged she was not aware of the annual fees associated with the variable annuity she purchased. Client stated she was being charged 3.65% annually for the annuity allegedly made by Wendy Cundari.
  • Unsuitable investments were allegedly purchased by Wendy Cundari for this client.

Wendy Cundari Red Flags & Your Rights As An Investor

Of course, Wendy Cundari did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wendy Cundari at CUNA Brokerage Services on alert to review carefully the activity and performance of their accounts and question whether Wendy Cundari has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CUNA Brokerage Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At CUNA Brokerage Services Due To Wendy Cundari

If you have questions about CUNA Brokerage Services and/or Wendy Cundari and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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