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Wayne Miller Formerly With Aeon Capital Inc. and Accelerated Capital Group Has 6 Customer Complaints For Alleged Broker Misconduct

Who is Wayne Miller formerly with Aeon Capital Inc.?

Wayne Miller

Wayne Miller (CRD #4813645) who was formerly registered with Aeon Capital Inc. and located in Scottsdale, Arizona, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Aeon Capital Inc., Wayne Miller was associated with Accelerated Capital Group and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Wayne Miller has had his own regulatory problems. In 2017 he was suspended in any principal capacity for a period of 6 months and fined $10,000 for failure to supervise.

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Wayne Miller Customer Complaints

Wayne Miller has been the subject of 6 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled in favor the investors. One customer complaint was denied and no further action was taken. There is currently one FINRA arbitration proceeding pending for Wayne Miller’s alleged misconduct.

Allegations Against Wayne Miller

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Breach of fiduciary duty, negligence, breach of contract in private and placement offerings.
  • Unauthorized trading and excessive trading.
  • Breach of fiduciary duty, violation of federal securities laws, in violation of California corporation securities laws.
  • Negligence, overconcentration, breach of fiduciary duty, material misrepresentations and omissions and failure to supervise.
  • Breach of fiduciary duty and negligence

Wayne Miller Red Flags & Your Rights As An Investor

Of course, Wayne Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wayne Miller at Aeon Capital Inc. and Accelerated Capital Group on alert to review carefully the activity and performance of their accounts and question whether Wayne Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aeon Capital Inc. and Accelerated Capital Group also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Aeon Capital Inc. Due To Wayne Miller

If you have questions about Aeon Capital Inc., Accelerated Capital Group and/or Wayne Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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