DID WALTER LEE SWEATT II CAUSE YOU INVESTMENT LOSSES?
Walter Sweatt Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct
Who is Walter Sweatt formerly with Morgan Stanley?
Walter Sweatt (CRD #5185453) who was formerly registered with Morgan Stanley and located in Colorado Springs, Colorado is a subject of one of our many securities industry sales practice abuse investigations.
Walter Sweatt Customer Complaint
Walter Sweatt has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the purchase of variable life insurance was misrepresented, damages unspecified. Walter Sweatt’s customer complaint was denied and, to date, the customer has not taken any further action.
Walter Sweatt Red Flags & Your Rights As An Investor
Of course, Walter Sweatt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Walter Sweatt at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Walter Sweatt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Walter Sweatt
If you have questions about Morgan Stanley and/or Walter Sweatt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.