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Walter Parker Formerly With Titan Securities Has 17 Customer Complaints For Alleged Broker Misconduct

Who is Walter Parker formerly with Titan Securities?

Walter Parker

Walter Parker (CRD #2131232) who was formerly registered with Titan Securities and located in Addison, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Titan Securities, Walter Parker was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Walter Parker has had his own regulatory problems. In 2018 he was suspended for one full month and fined for alleged violations of any NASD Rule 2310 and FINRA Rules 2111 and 2010.

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Walter Parker Customer Complaints

Walter Parker has been the subject of 17 customer complaints that we know about to recover investment losses. Twelve of the customer complaints were settled in favor of the investors. One customer complaint was denied, and no further action was taken. The other four customer complaints remain pending in FINRA arbitration proceedings.

Allegations Against Walter Parker

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Common law fraud, breach of fiduciary duty, negligence and breach of contract related to real estate security investment.
  • Overconcentration and unsuitable and illiquid investments.
  • Material misrepresentations and omissions related to direct investments.
  • Fraud, negligence, breach of fiduciary duty, and breach of contract regarding United Development Funding IV, Cornerstone REIT and Life Partners Waco Life Settlements.
  • Suitability.
  • Misrepresentation of viatical investments.

Walter Parker Red Flags & Your Rights As An Investor

Of course, Walter Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Walter Parker at Titan Securities on alert to review carefully the activity and performance of their accounts and question whether Walter Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Titan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Titan Securities Due To Walter Parker

If you have questions about Titan Securities and/or Walter Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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