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Vivian Wilcox Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct

Who is Vivian Wilcox of Edward Jones?

Vivian Wilcox (CRD #3188196) who is currently registered with Edward Jones and located in Wilsonville, Oregon is a subject of one of our many securities industry sales practice abuse investigations.

Vivian Wilcox Customer Complaint

Vivian Wilcox has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Claimant, as personal representative of the Estate and successor trustee of the Trust, alleged that a person not affiliated with Respondents received money and accounts from the decedent, and convinced the decedent to change beneficiary designations as result of elder abuse and by coercion. Claimant alleged that Respondents acted with the person designated as a beneficiary by the decedent and failed to prevent the relevant transactions. Respondents denied Claimant’s allegations and asserted they followed the decedent’s direct instructions in connection with each transaction in question in Claimant’s Statement of Claim. Vivian Wilcox’s customer complaint was settled in favor of the investors.

Vivian Wilcox Red Flags & Your Rights As An Investor

Of course, Vivian Wilcox did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vivian Wilcox at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Vivian Wilcox has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Edward Jones Due To Vivian Wilcox

If you have questions about Edward Jones and/or Vivian Wilcox and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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