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Viqas Akhtar Of B. Riley Wealth Management And Formerly With National Securities Corporation Has 7 Customer Complaints For Alleged Broker Misconduct

Who is Viqas Akhtar of B. Riley Wealth Management?

Viqas Akhtar

Viqas Akhtar (CRD #5624412) who is currently registered as a broker with B. Riley Wealth Management and located in Miami, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to B. Riley Wealth Management, Viqas Akhtar was associated with National Securities Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Viqas Akhtar Customer Complaints

Viqas Akhtar has been the subject of 7 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled in favor of the investors. The other four customer complaints were denied by the advisor’s former employers and, to date, the customers have taken no further action.

Allegations Against Viqas Akhtar

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to follow customer’s instructions, misrepresentations, and unauthorized trading.
  • Unauthorized trading.
  • Unsuitable investment recommendations unauthorized trading and failure to follow customer’s instructions.
  • Unsuitable investment recommendation of private placement.
  • Suitability of private placement investment.

Viqas Akhtar Red Flags & Your Rights As An Investor

Of course, Viqas Akhtar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Viqas Akhtar at B. Riley Wealth Management and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Viqas Akhtar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B. Riley Wealth Management and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At B. Riley Wealth Management Due To Viqas Akhtar

If you have questions about B. Riley Wealth Management, National Securities Corporation and/or Viqas Akhtar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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