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Victor Tomassini Of UBS Financial Services Inc. Has 51 Customer Complaints For Alleged Broker Misconduct

Who is Victor Tomassini of UBS Financial Services Inc.?

Victor Tomassini

Victor Tomassini (CRD #2896586) who is currently registered as a broker and investment adviser with UBS Financial Services Inc. and located in San Juan, Puerto Rico, is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Victor Tomassini was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Victor Tomassini Customer Complaints

Victor Tomassini has been the subject of 51 customer complaints that we know about to recover investment losses. Forty-eight of the customer complaints were settled. The other customer complaints were denied by UBS Financial Services, and no further action was taken.

Allegations Against Victor Tomassini

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses arose out of the offer and sale of Puerto Rico municipal bonds and closed-end bond funds. The allegations were generally that the investments were unsuitable investment recommendations, overconcentrated in client’s accounts, and that the risk of the Puerto Rico investments were misrepresented.

Victor Tomassini Red Flags & Your Rights As An Investor

Of course, Victor Tomassini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Victor Tomassini at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Victor Tomassini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

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File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Victor Tomassini

If you have questions about UBS Financial Services Inc. and/or Victor Tomassini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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