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Troy Orlando Of Joseph Stone Capital And Formerly With Worden Capital Management, Spartan Capital Securities And J.H. Darbie & Co. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Troy Orlando of Joseph Stone Capital?

Troy Orlando (CRD #6055474) who is currently registered with Joseph Stone Capital and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Joseph Stone Capital, Troy Orlando was associated with Worden Capital Management, Spartan Capital Securities, J.H. Darbie & Co. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Troy Orlando Customer Complaints

Troy Orlando has been the subject of 2 customer complaints that we know about. One of Troy Orlando’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Spartan Capital Securities for investment losses caused by Troy Orlando’s alleged misconduct.

Allegations Against Troy Orlando

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Troy Orlando’s unauthorized trades and use of margin.
  • Negligence, Unsuitability, Breach of Fiduciary Duty, Breach of Contract, Negligent Misrepresentation and Omission by Troy Orlando.

Troy Orlando Red Flags & Your Rights As An Investor

Of course, Troy Orlando did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Troy Orlando at Joseph Stone Capital, Worden Capital Management, Spartan Capital Securities, and J.H. Darbie & Co. on alert to review carefully the activity and performance of their accounts and question whether Troy Orlando has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital, Worden Capital Management, Spartan Capital Securities, and J.H. Darbie & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Joseph Stone Capital Due To Troy Orlando

If you have questions about Joseph Stone Capital, Worden Capital Management, Spartan Capital Securities, J.H. Darbie & Co., and/or Troy Orlando and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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