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Troy Aucoin Of Commonwealth Financial Network And Formerly With Edward Jones Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Troy Aucoin of Commonwealth Financial Network?

 Troy Aucoin

Troy Aucoin (CRD #4491926) who is currently registered as a broker and investment adviser with Commonwealth Financial Network and located in Baton Rouge, Louisiana, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Commonwealth Financial Network, Troy Aucoin was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Troy Aucoin Customer Complaints

Troy Aucoin has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Edward Jones for more than the amount initially demanded by the investor. The other 2 customer complaints were denied by Troy Aucoin’s current and former employers and, to date, the investors have not taken any further action.

Allegations Against Troy Aucoin

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to disclose investment options on a rollover from a 401(k) plan.
  • Unsuitable recommendations to invest in high risk mutual funds with high commissions.
  • Failure of advisor to pay premiums due on the variable life insurance policy causing the policy to lapse.
  • Failure to follow client’s instructions to liquidate positions in variable annuity sub-accounts prior to transfer.

Troy Aucoin Red Flags & Your Rights As An Investor

Of course, Troy Aucoin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Troy Aucoin at Commonwealth Financial Network and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Troy Aucoin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Troy Aucoin

If you have questions about Commonwealth Financial Network, Edward Jones and/or Troy Aucoin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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