DID TREY ANDREW TOIFEL CAUSE YOU INVESTMENT LOSSES?
Trey Toifel Of Cetera Investment Services LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Trey Toifel Customer Complaints
Trey Toifel has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Cetera Investment Services recently denied one of the customer complaints and thus far, does not appear that the investor’s taking any further action. The other customer complaint filed against Cetera Investment Services for Andrew Toifel’s alleged misconduct is still pending in a FINRA arbitration proceeding.
Allegations Against Aubrey Lee, Jr.
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- The advisor recommended an overconcentration of unsuitable investments involving structured product notes.
- Failure to disclose illiquidity of an investment (money would be tied up for 5 years) in structured products.