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Trevor Bradner Rahn Formerly with J.P. Morgan Securities, LLC Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Trevor B. Rahn formerly with J.P. Morgan Securities, LLC?

Trevor Rahn (CRD #2196155) who was formerly registered with J.P. Morgan Securities, LLC and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations.  

Prior to J.P. Morgan Securities, LLC, Trevor Rahn was associated with 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

J.P. Morgan Securities, LLC Broker Misconduct

In his career, Trevor Rahn has been the subject of 5 customer complaints that we know about, 2 of those complaints were filed in the last 2 years to recover investment losses.

Four of Trevor Rahn’s 5 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Trevor Rahn’s former employer J.P. Morgan Securities, LLC for investment losses caused by his alleged misconduct.

Allegations Against Trevor Rahn

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The customer alleged excessive activity, unauthorized trading, and use of margin by Trevor Rahn in order to generate excessive commissions in his account.
  • Administrators of an estate alleged excessive fees were charged in connection with the liquidation of an account.
  • The customer alleged unauthorized trading by Trevor Rahn.
  • The customer alleged that Trevor Rahn made a number of transactions in closed-end funds that were unauthorized.
  • The claimant has alleged that Trevor Rahn engaged in “selling away” that is, selling a private placement investment that was not authorized by his employer.

Trevor Rahn Red Flags & Your Rights as An Investor

Of course, Trevor Rahn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Trevor Rahn at J.P. Morgan Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Trevor Rahn has engaged in any stockbroker misconduct that may have caused them investment losses.

The large number of customer complaints at J.P. Morgan Securities, LLC about Trevor Rahn also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at J.P. Morgan Securities, LLC

If you have questions about J.P. Morgan Securities, LLC and/or Trevor Rahnand the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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