DID TRAVIS ROBERT TUPPER CAUSE YOU INVESTMENT LOSSES?
Travis Tupper Of Kovack Securities And Formerly With NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct
Who is Travis Tupper of Kovack Securities?
Travis Tupper (CRD #5922917) who is currently registered with Kovack Securities and located in Aberdeen, South Dakota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Kovack Securities, Travis Tupper was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Travis Tupper Customer Complaint
Travis Tupper has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were clients requested a waiver of their surrender charge on variable annuities that were sold by a prior representative. Travis Tupper’s customer complaint was settled in favor of the investors.
Travis Tupper Red Flags & Your Rights As An Investor
Of course, Travis Tupper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Travis Tupper at Kovack Securities and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Travis Tupper has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kovack Securities and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Kovack Securities Due To Travis Tupper
If you have questions about Kovack Securities, NYLIFE Securities, and/or Travis Tupper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.