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Travis Riggs Of Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Travis Riggs of Equitable Advisors, LLC?

Travis Riggs (CRD #4334801) who is currently registered with Equitable Advisors, LLC and located in Bentonville, Arkansas is a subject of one of our many securities industry sales practice abuse investigations.

Travis Riggs Customer Complaints

Travis Riggs has been the subject of 2 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. Both customer complaints filed against Travis Riggs’ current and former employers Equitable Advisors, LLC and AXA Advisors for investment losses caused by the alleged misconduct are pending as of the date of this report.

Allegations Against Travis Riggs

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged the REIT he purchased was not suitable for his needs and that he was not properly informed of the risks by Travis Riggs.
  • Claimant alleged Travis Riggs made unsuitable recommendations of investments within his IRA.

Travis Riggs Red Flags & Your Rights As An Investor

Of course, Travis Riggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Travis Riggs at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Travis Riggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Travis Riggs

If you have questions about Equitable Advisors, LLC and/or Travis Riggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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