| Read Time: 2 minutes | NYLIFE Securities Complaints |


Travis Koenig Formerly With NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Travis Koenig formerly with NYLIFE Securities?

Travis Koenig (CRD #5334906) who was formerly registered with NYLIFE Securities and located in Tucson, Arizona is a subject of one of our many securities industry sales practice abuse investigations.

Travis Koenig Customer Complaint

Travis Koenig has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Travis Koenig’s recommendation to pay the premiums on a fixed whole life insurance policy, with withdrawals from a variable annuity, was unsuitable. The customer requested a refund of premiums paid, any fees or charges assessed on the variable annuity, and taxes incurred as a result of early withdrawal penalties on the variable annuity. Travis Koenig’s customer complaint was settled in favor of the investors.

Travis Koenig Red Flags & Your Rights As An Investor

Of course, Travis Koenig did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Travis Koenig at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Travis Koenig has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Travis Koenig

If you have questions about NYLIFE Securities and/or Travis Koenig and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars