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Travis Jennings Formerly With Dempsey Lord Smith, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Travis Jennings formerly with Dempsey Lord Smith, LLC?

Travis Jennings

Travis Jennings (CRD #5753812) who was formerly registered with Dempsey Lord Smith, LLC and located in Tampa, Florida, is a subject of one of our many securities industry sales practice abuse investigations.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Travis Jennings Customer Complaints

Travis Jennings has been the subject of 2 customer complaints that we know about to recover investment losses. One customer dispute was denied and, to date, the customer has not taken any further action. The other customer dispute is still pending.

Allegations Against Travis Jennings

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Investment recommendations were contrary to claimant’s investment objectives, risk tolerance, and best interest.
  • Breach of contract, fraud, misrepresentation, and breach of fiduciary duty.

Travis Jennings Red Flags & Your Rights As An Investor

Of course, Travis Jennings did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Travis Jennings at Dempsey Lord Smith, LLC on alert to review carefully the activity and performance of their accounts and question whether Travis Jennings has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dempsey Lord Smith, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Dempsey Lord Smith, LLC Due To Travis Jennings

If you have questions about Dempsey Lord Smith, LLC and/or Travis Jennings and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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