| Read Time: 2 minutes |

DID TRANG HONG TRAN CAUSE YOU INVESTMENT LOSSES?

Trang Tran Formerly With Merrill Lynch Pierce Fenner & Smith And J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Trang Tran formerly with Merrill Lynch Pierce Fenner & Smith?

Trang Tran (CRD #6606194) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Pasadena, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Trang Tran was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Trang Tran Customer Complaint

Trang Tran has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged failure to follow instructions. Trang Tran’s customer complaint was settled in favor of the investors.

Trang Tran Red Flags & Your Rights As An Investor

Of course, Trang Tran did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Trang Tran at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Trang Tran has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Trang Tran

If you have questions about Merrill Lynch Pierce Fenner & Smith, J.P. Morgan Securities, and/or Trang Tran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...