DID TRACY RANDLE CAUSE YOU INVESTMENT LOSSES?
Tracy Randle Of Wells Fargo Clearing Services, LLC And Formerly With SunTrust Investment Services Has One Customer Complaint For Alleged Broker Misconduct
Who is Tracy Randle of Wells Fargo Clearing Services, LLC?
Tracy Randle (CRD #2089183) who is currentlyregistered with Wells Fargo Clearing Services, LLC and located in Arlington, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, Tracy Randle was associated with SunTrust Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Tracy Randle Customer Complaint
Tracy Randle has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client complained the financial advisor liquidated certain assets without her authorization. Tracy Randle’s customer complaint was settled in favor of investors.
Tracy Randle Red Flags & Your Rights As An Investor
Of course, Tracy Randle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tracy Randle at Wells Fargo Clearing Services, LLC and SunTrust Investment Services on alert to review carefully the activity and performance of their accounts and question whether Tracy Randle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and SunTrust Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Tracy Randle
If you have questions about Wells Fargo Clearing Services, LLC, SunTrust Investment Services, and/or Tracy Randle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.