DID TONY ROBERTS CAUSE YOU INVESTMENT LOSSES?
Tony Roberts Of MML Investors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Tony Roberts of MML Investors, LLC?
Tony Roberts (CRD #2691066) who is currently registered as a broker and investment adviser with MML Investors, LLC and located in East Hills, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors, LLC, Tony Roberts was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Tony Roberts Customer Complaints
Tony Roberts has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Investor’s Capital Corp. in favor of the investor for Tony Roberts alleged misconduct. The other customer complaint was recently denied by his former employer MSI Financial Services, and, to date, the investor has not yet taken any further action.
Allegations Against Tony Roberts
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misrepresentation of REITs investment as guaranteed.
- Unsuitable investment strategy.
Tony Roberts Red Flags & Your Rights As An Investor
Of course, Tony Roberts did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tony Roberts at MML Investors, LLC on alert to review carefully the activity and performance of their accounts and question whether Tony Roberts has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At MML Investors, LLC Due To Tony Roberts
If you have questions about MML Investors, LLC and/or Tony Roberts and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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