| Read Time: 2 minutes |

DID TODD DANIEL WILLIAMS CAUSE YOU INVESTMENT LOSSES?

Todd Williams Of Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors And Formerly With MML Investors Services And Strategic Advisers Has A Customer Complaint For Alleged Broker Misconduct

Who is Todd Williams of Fidelity Brokerage Services?

Todd Williams (CRD #5286536) who is currently registered with Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors and located in Woodmere Village, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fidelity Brokerage Services and Fidelity Personal And Workplace Advisors, Todd Williams was associated with MML Investors Services, Strategic Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Todd Williams Customer Complaint

Todd Williams has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the sale of securities in his account to fund a tax-efficient managed account generated capital gains taxes in contradiction to representations made by the registered representative. The customer complaint filed against Todd Williams’ current employer Fidelity Brokerage Services for investment losses caused by the alleged misconduct is pending as of the date of this report.

Todd Williams Red Flags & Your Rights As An Investor

Of course, Todd Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Williams at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, MML Investors Services, and Strategic Advisers on alert to review carefully the activity and performance of their accounts and question whether Todd Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, MML Investors Services, and Strategic Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services Due To Todd Williams

If you have questions about Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, MML Investors Services, Strategic Advisers, and/or Todd Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...