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Todd Cour Formerly With Regulus Advisors Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Todd Cour formerly with Regulus Advisors?

Todd Cour (CRD #4423552) who was formerly registered with Regulus Advisors and located in Wisconsin Rapids, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations.

Todd Cour Customer Complaints

Todd Cour has been the subject of 2 customer complaints that we know about. Both of Todd Cour’s 2 customer complaints were settled in favor of investors.

Allegations Against Todd Cour

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged Todd Cour recommended investments that were not suitable for him. Claimant generally alleged unsuitability, breach of fiduciary duty, negligence and breach of contract.
  • Customer alleged that the variable annuity purchased by Todd Cour was not suitable for his financial needs and that he did not understand the terms of the investment allegedly made by Todd Cour.

Todd Cour Red Flags & Your Rights As An Investor

Of course, Todd Cour did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Cour at Regulus Advisors on alert to review carefully the activity and performance of their accounts and question whether Todd Cour has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Regulus Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Regulus Advisors Due To Todd Cour

If you have questions about Regulus Advisors and/or Todd Cour and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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