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Tod Lenhoff Formerly With Madison Avenue Securities And G.F. Investment Services Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Tod Lenhoff formerly with Madison Avenue Securities?

Tod Lenhoff (CRD #3255143) who was formerly registered with Madison Avenue Securities and located in Carlsbad, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Madison Avenue Securities, Tod Lenhoff was associated with G.F. Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Tod Lenhoff Customer Complaints

Tod Lenhoff has been the subject of 3 customer complaints that we know about. One of Tod Lenhoff’s 3 customer complaints was settled in favor of investors.  One of Tod Lenhoff’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Madison Avenue Securities for investment losses caused by Tod Lenhoff’s alleged misconduct.

Allegations Against Tod Lenhoff

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Allegations of excessive trading in the client’s investment advisory account by Tod Lenhoff. Additionally, the client alleged that trading in the account generated unwarranted capital gains.
  • Tod Lenhoff allegedly proposed a financial plan for the client and liquidated a bond in error. The trade was subsequently cancelled and the bond was placed back in the account.
  • Client alleged Tod Lenhoff sold him a REIT without explaining the up-front sales charge and the possible valuation adjustments.

Tod Lenhoff Red Flags & Your Rights As An Investor

Of course, Tod Lenhoff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tod Lenhoff at Madison Avenue Securities and G.F. Investment Services on alert to review carefully the activity and performance of their accounts and question whether Tod Lenhoff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities and G.F. Investment Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Madison Avenue Securities Due To Tod Lenhoff

If you have questions about Madison Avenue Securities, G.F. Investment Services, and/or Tod Lenhoff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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