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Timothy Jan Vanlohuizen with Sagepoint Financial, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct

Who is Timothy J. Vanlohuizen with Sagepoint Financial, Inc.?

Timothy Vanlohuizen (CRD #2166867) who is currently registered with Sagepoint Financial, Inc. and located in Coeur d’Alene, Idaho is a subject of one of our many securities industry sales practice abuse investigations. Prior to Sagepoint Financial, Inc., Timothy Vanlohuizen was associated with 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Sagepoint Financial, Inc. Broker Misconduct

In his career, Timothy Vanlohuizen has been the subject of 9 customer complaints that we know about, 3 of those complaints were filed in the last year to recover investment losses. One of those customer complaints was resolved in an arbitration and an award was entered in favor of the investor. Four of Timothy Vanlohuizen’s 9 customer complaints were settled in favor of investors. 1 customer complaint was denied by his current employer and the customer has yet to take any further action. There are currently 3 pending customer complaints filed against Timothy Vanlohuizen’s current employer Sagepoint Financial, Inc. for investment losses caused by his alleged misconduct.

Allegations Against Timothy Vanlohuizen

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Claimant alleges that Timothy Vanlohuizen made unsuitable and overly aggressive investment recommendations.
  • Customer alleged that Timothy Vanlohuizen made misrepresentations and breached his fiduciary duty connection with the sale of precious metal and oil and gas investments.
  • Timothy Vanlohuizen allegedly made unsuitable oil and gas investment recommendations.
  • Customer alleged that Timothy Vanlohuizen poorly managed her retirement account.
  • Claimant alleged that Timothy Vanlohuizen made unsuitable investment recommendations to invest in high yield bonds in various energy investments.

Timothy Vanlohuizen Red Flags & Your Rights As An Investor

Of course, Timothy Vanlohuizen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Vanlohuizen at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Timothy Vanlohuizen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. about Timothy Vanlohuizen also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc.  

If you have questions about Sagepoint Financial, Inc. and/or Timothy Vanlohuizen and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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