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Timothy Tremblay Of Centaurus Financial, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct

Who is Timothy Tremblay of Centaurus Financial, Inc?

Timothy Tremblay

Timothy Tremblay (CRD #1201542) who is currently registered as a broker and investment adviser with Centaurus Financial, Inc and located in Santa Barbara, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Centaurus Financial, Inc, Timothy Tremblay was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Timothy Tremblay Customer Complaints

Timothy Tremblay has been the subject of 8 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award entered against Prudential Securities for Timothy Tremblay’s alleged misconduct. Five customer complaints were settled by Timothy Tremblay’s current and former employers. There are currently two FINRA arbitration proceedings pending against Centaurus Financial for Timothy Tremblay’s alleged misconduct.

Allegations Against Timothy Tremblay

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows:

  • Unsuitable recommendation of high risk and illiquid investment involving corporate debt.
  • Unsuitable high risk and illiquid investment in real estate securities.
  • Unauthorized trading.
  • Failure to disclose maturation date of investment.
  • Misrepresentations of the features of the investments purchased.

Timothy Tremblay Red Flags & Your Rights As An Investor

Of course, Timothy Tremblay did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Tremblay at Centaurus Financial, Inc on alert to review carefully the activity and performance of their accounts and question whether Timothy Tremblay has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc Due To Timothy Tremblay

If you have questions about Centaurus Financial, Inc and/or Timothy Tremblay and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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