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Timothy McGrath Of Vanderbilt Securities, LLC And Formerly With Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Timothy McGrath of Vanderbilt Securities, LLC?

Timothy McGrath

Timothy McGrath (CRD #5467374) who is currently registered as a broker and investment adviser with Vanderbilt Securities, LLC and located in Anna, Illinois, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Vanderbilt Securities, LLC, Timothy McGrath was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Timothy McGrath Complaints

Timothy McGrath has been the subject of 2 complaints that we know about recovering investment losses. One customer complaint was denied and the investor took no further action. The other complaint is pending before FINRA and against Edward Jones for Timothy McGrath’s alleged misconduct.

Allegations Against Timothy McGrath

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Violation of non-solicitation agreement and disparaging remarks.
  • Financial Advisor misrepresented the Protective A life Ins. variable annuity contract.

Timothy McGrath Red Flags & Your Rights As An Investor

Of course, Timothy McGrath did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy McGrath at Vanderbilt Securities, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Timothy McGrath has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanderbilt Securities, LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Vanderbilt Securities, LLC Due To Timothy McGrath

If you have questions about Vanderbilt Securities, LLC, Edward Jones and/or Timothy McGrath and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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