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Timothy McCloskey Of TD Ameritrade, TD Ameritrade Investment Management And Formerly With David Lerner Associates And Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Timothy McCloskey of TD Ameritrade?

Timothy McCloskey (CRD #5213906) who is currently registered with TD Ameritrade, TD Ameritrade Investment Management and located in Jersey City, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to TD Ameritrade and TD Ameritrade Investment Management, Timothy McCloskey was associated with David Lerner Associates, Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Timothy McCloskey Customer Complaints

Timothy McCloskey has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Timothy McCloskey’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Timothy McCloskey

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged poor advice/poor recommendation by Timothy McCloskey in connection with a purchase of Puerto Rico bonds.
  • Client alleged he was misled by Timothy McCloskey on the type of security he purchased.

Timothy McCloskey Red Flags & Your Rights As An Investor

Of course, Timothy McCloskey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy McCloskey at TD Ameritrade, TD Ameritrade Investment Management, David Lerner Associates, and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Timothy McCloskey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TD Ameritrade, TD Ameritrade Investment Management, David Lerner Associates, and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At TD Ameritrade Due To Timothy McCloskey

If you have questions about TD Ameritrade, TD Ameritrade Investment Management, David Lerner Associates, Edward Jones, and/or Timothy McCloskey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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