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Who is Timothy Kissling formerly with Madison Avenue Securities?

Timothy Kissling (CRD #2515918) who was formerly registered with Madison Avenue Securities and located in New Castle, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.

Timothy Kissling Customer Complaints

Timothy Kissling has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Timothy Kissling’s customer complaints was settled in favor of investors. One of Timothy Kissling’s customer complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Timothy Kissling

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimants alleged Timothy Kissling’s failure to conduct due diligence on several points, unsuitable recommendation, over concentration, misrepresentations and omissions in violation of FINRA regulations in the sale of alternative investments.
  • Client purchased Aviva Indexed Universal Life insurance policy with a face amount of $1 million. Client paid two years’ worth of premium and then cancelled the policy. Client also alleged that Timothy Kissling sold her REITs to generate income to cover the premium, but they didn’t pay as expected. Client alleged that he had her convert her IRA to a Roth IRA, which caused a payment due to the IRS of $27,000. Client said Timothy Kissling took advantage of her situation

Timothy Kissling Red Flags & Your Rights As An Investor

Of course, Timothy Kissling did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Kissling at Madison Avenue Securities on alert to review carefully the activity and performance of their accounts and question whether Timothy Kissling has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Madison Avenue Securities Due To Timothy Kissling

If you have questions about Madison Avenue Securities and/or Timothy Kissling and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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