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Timothy Johnson Of Securities America, USAdvisors Wealth Management And Formerly With Cetera Investment Services And Cetera Investment Advisers Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Timothy Johnson of Securities America?

Timothy Johnson (CRD #4887261) who is currently registered with Securities America, USAdvisors Wealth Management and located in Glenwood, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, USAdvisors Wealth Management, Timothy Johnson was associated with Cetera Investment Services, Cetera Investment Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Timothy Johnson Customer Complaints

Timothy Johnson has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Timothy Johnson’s customers’ complaints was denied and, to date, the customer has not taken any further action.  There is currently one pending customer complaint filed against Cetera Investment Services for investment losses caused by Timothy Johnson’s alleged misconduct.

Allegations Against Timothy Johnson

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged Timothy Johnson recommended unsuitable investments.
  • Unsuitable investment recommendations were made by Timothy Johnson.

Timothy Johnson Red Flags & Your Rights As An Investor

Of course, Timothy Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Johnson at Securities America, USAdvisors Wealth Management, Cetera Investment Services, and Cetera Investment Advisers on alert to review carefully the activity and performance of their accounts and question whether Timothy Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, USAdvisors Wealth Management, Cetera Investment Services, and Cetera Investment Advisers also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Securities America Due To Timothy Johnson

If you have questions about Securities America, USAdvisors Wealth Management, Cetera Investment Services, Cetera Investment Advisers, and/or Timothy Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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