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Timothy Flynn Formerly With Trident Partners Ltd Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Timothy Flynn formerly with Trident Partners Ltd?

Timothy Flynn

Timothy Flynn (CRD #3247096) who was formerly registered with Trident Partners Ltd and located in Woodbury, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Trident Partners Ltd, Timothy Flynn was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Timothy Flynn has had his own regulatory problems in 2021, he was suspended indefinitely for failure to comply with an arbitration award and/or to satisfactorily respond to a FINRA request to provide information concerning the status of his compliance with the award. Consequently, he is no longer registered and working in the securities industry.

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Timothy Flynn Customer Complaints

Timothy Flynn has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Trident Partners in favor of the investors. The other customer complaint against Trident Partners for Mr. Flynn’s alleged misconduct is still pending.

Allegations Against Timothy Flynn

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unauthorized trading.
  • Misconduct in connection with recommendations of ETF’s.
  • Poor performance.
  • Unsuitable investment recommendation of REIT.

Timothy Flynn Red Flags & Your Rights As An Investor

Of course, Timothy Flynn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Flynn at Trident Partners Ltd on alert to review carefully the activity and performance of their accounts and question whether Timothy Flynnhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Trident Partners Ltdalso raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

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File A Claim To Recover Your Investment Losses At Trident Partners Ltd Due To Timothy Flynn

If you have questions about Trident Partners Ltd and/or Timothy Flynn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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