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Timothy Dolan Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct

Who is Timothy Dolan of Edward Jones?

Timothy Dolan (CRD #5485868) who is currently registered with Edward Jones and located in Hoover, Alabama is a subject of one of our many securities industry sales practice abuse investigations.

Timothy Dolan Customer Complaint

Timothy Dolan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Plaintiff, as Personal Representative of the Estate, alleged that Defendants met with the client who lacked the capacity to remove the Plaintiff as beneficiary of the Estate, and wrongly named, non-affiliated Defendant as the sole beneficiary. Plaintiff alleged counts of fraud by forgery, negligence or wantonness, conspiracy, breach of fiduciary duty, and unjust enrichment. The Firm and Registered Representative denied Plaintiff’s allegations and asserted they followed the decedent’s direct instructions in connection with each beneficiary designation in question. The customer complaint filed against Timothy Dolan’s current employer Edward Jones for investment losses caused by the alleged misconduct is pending as of the date of this report.

Timothy Dolan Red Flags & Your Rights As An Investor

Of course, Timothy Dolan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Dolan at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Timothy Dolan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Edward Jones Due To Timothy Dolan

If you have questions about Edward Jones and/or Timothy Dolan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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