DID THOMAS C. WILLIAMSON CAUSE YOU INVESTMENT LOSSES?
Thomas Williamson Of Northwestern Mutual Investment Services And Formerly With TIAA-CREF Individual & Institutional Services And MetLife Securities Has A Customer Complaint For Alleged Broker Misconduct
Who is Thomas Williamson of Northwestern Mutual Investment Services?
Thomas Williamson (CRD #5562323) who is currently registered with Northwestern Mutual Investment Services and located in Norwalk, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Northwestern Mutual Investment Services, Thomas Williamson was associated with TIAA-CREF Individual & Institutional Services, MetLife Securities, and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Thomas Williamson Customer Complaint
Thomas Williamson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that he met with the representative in late January 2020 to discuss concerns on whether they were in a proper place with both accounts given the volatility of the market. The client further stated “we have suffered serious, severe financial penalties and as retired individuals, we have very limited options to overcome these negative results.” Thomas Williamson’s customer complaint was denied and, to date, the customer has not taken any further action.
Thomas Williamson Red Flags & Your Rights As An Investor
Of course, Thomas Williamson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Williamson at Northwestern Mutual Investment Services, TIAA-CREF Individual & Institutional Services, and MetLife Securities, on alert to review carefully the activity and performance of their accounts and question whether Thomas Williamson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, TIAA-CREF Individual & Institutional Services, and MetLife Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Thomas Williamson
If you have questions about Northwestern Mutual Investment Services, TIAA-CREF Individual & Institutional Services, and MetLife Securities, and/or Thomas Williamson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.